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Wendy Joan Quan

Houlihan Lokey Capital, Inc.

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About Wendy Joan Quan

Wendy Quan is a registered representative with Houlihan Lokey Capital, Inc. Wendy has been in the financial services industry since May 12, 2016 and is Series 99 and SIE licensed. Wendy is currently located in Los Angeles, CA.

Firm Information

Wendy Quan is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wendy Quan’s Registration & Firm History

CA

05/13/2016 - Present

Houlihan Lokey Capital, Inc. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/13/2016

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wendy Joan Quan.
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