Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Jo Keefe is a financial advisor at Morgan Stanley. Wendy has been in the industry for 10 years and has a Series 7, Series 66, and SIE license. Wendy is registered to provide investment advice in 31 states and the District of Columbia. Wendy's specializations include: 1, 2, 3, 4, 5, 6, and 7. Wendy provides financial planning, portfolio management, and educational seminars to individuals, businesses, investment companies, insurance companies, charitable organizations, and other investment advisors. Wendy also acts as a power of attorney for investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WA
12/22/2022 - Present
Morgan Stanley (Olympia WA)
WA
11/10/2022 - 12/22/2022
LPL FINANCIAL LLC (TACOMA WA)
WA
01/22/2014 - 12/07/2022
MORGAN STANLEY (Tacoma WA)
BOTH
Issued 10/13/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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