Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Jeanne Shannon is a financial professional with over 17 years of experience in the industry. Wendy is a registered representative and investment advisor representative currently associated with L.m. Kohn & Co., based in Cincinnati, OH. She has been a financial advisor with L.M. Kohn & Company, as well as its predecessor, since 2015. Wendy also worked as a financial advisor for W&S Brokerage Services, Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Ameriprise Financial Services, Inc.. Wendy holds the Series 7, Series 66, and SIE licenses, allowing her to advise a variety of clients, including individuals, businesses, and institutions. She works with clients to develop comprehensive financial plans that address their specific needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Flat commission/execution fee
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2
MI
06/26/2023 - Present
L.m. Kohn & Co. (SAGINAW MI)
MI
03/20/2015 - 03/23/2016
L.M. KOHN & COMPANY (SAGINAW MI)
OH
05/01/2014 - 09/26/2014
W&S BROKERAGE SERVICES, INC. (CINCINNATI OH)
MI
06/01/2009 - 07/03/2012
MORGAN STANLEY SMITH BARNEY (SAGINAW MI)
MI
08/20/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAGINAW MI)
MI
07/12/2006 - 07/26/2007
AMERIPRISE FINANCIAL SERVICES, INC. (SAGINAW MI)
BOTH
Issued 06/09/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/11/2022
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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