Unclaimed
Wendy Hu is a financial professional with experience in the financial services industry. Wendy is currently registered with Blackrock Investments, LLC, and has been active in the industry since July 2022. Wendy holds a Series 63, Series 7, Series 79, and SIE license and is registered in 53 states and the District of Columbia. Previously, Wendy was employed with Galaxy Digital Partners LLC, where she gained experience in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/12/2023 - Present
Blackrock Investments, LLC (NEW YORK NY)
NY
05/20/2022 - 08/22/2023
GALAXY DIGITAL PARTNERS LLC (New York NY)
BC
Issued 08/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/14/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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