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Wendy Hsin wei Hu

Blackrock Investments, LLC

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About Wendy Hsin wei Hu

Wendy Hu is a financial professional with experience in the financial services industry. Wendy is currently registered with Blackrock Investments, LLC, and has been active in the industry since July 2022. Wendy holds a Series 63, Series 7, Series 79, and SIE license and is registered in 53 states and the District of Columbia. Previously, Wendy was employed with Galaxy Digital Partners LLC, where she gained experience in the industry.

Firm Information

Wendy Hu is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wendy Hu’s Registration & Firm History

NY

10/12/2023 - Present

Blackrock Investments, LLC (NEW YORK NY)

NY

05/20/2022 - 08/22/2023

GALAXY DIGITAL PARTNERS LLC (New York NY)

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Licenses & Designations

BC

Issued 08/09/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/15/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/19/2022

Series 7TO - General Securities Representative Examination

BC

Issued 03/14/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wendy Hsin wei Hu.
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