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Wendy Hermach Strutt

Prudential Investment Management Services LLC

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About Wendy Hermach Strutt

Wendy Hermach Strutt is a financial professional with over 20 years of experience in the industry. Wendy is currently registered with Prudential Investment Management Services LLC. Wendy has held previous positions with MBSC SECURITIES CORPORATION and HARTFORD EQUITY SALES COMPANY INC.. Wendy is licensed to provide securities related services in 51 states. Wendy holds licenses for Series 63, 65, 7, 24 and SIE.

Firm Information

Wendy Strutt is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wendy Strutt’s Registration & Firm History

NJ

06/18/2008 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

NY

10/30/1998 - 05/16/2008

MBSC SECURITIES CORPORATION (NEW YORK NY)

CT

09/19/1997 - 07/27/1998

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

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Licenses & Designations

IA

Issued 12/14/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/02/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/13/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/18/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wendy Hermach Strutt.
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