Unclaimed
Wendy Hermach Strutt is a financial professional with over 20 years of experience in the industry. Wendy is currently registered with Prudential Investment Management Services LLC. Wendy has held previous positions with MBSC SECURITIES CORPORATION and HARTFORD EQUITY SALES COMPANY INC.. Wendy is licensed to provide securities related services in 51 states. Wendy holds licenses for Series 63, 65, 7, 24 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/18/2008 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
NY
10/30/1998 - 05/16/2008
MBSC SECURITIES CORPORATION (NEW YORK NY)
CT
09/19/1997 - 07/27/1998
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
IA
Issued 12/14/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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