Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy F. Feng is a financial professional with over 25 years of experience in the securities industry. Wendy is currently registered with HSBC Securities (USA) Inc. and holds a Series 6, 7, 63 and 65 licenses. Wendy has a deep understanding of the financial markets and has a proven track record of success in helping clients achieve their financial goals. Wendy specializes in providing investment advice to individuals, families, and businesses. Wendy also provides asset allocation recommendations and works with third-party advisors to manage assets pursuant to client approval. Wendy is committed to providing her clients with personalized service and a high level of professionalism.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
06/25/2021 - Present
Hsbc Securities (usa) Inc. (BROOKLYN NY)
NY
05/29/2007 - 03/04/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/21/1996 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
IA
Issued 10/28/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/20/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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