Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Engen is a registered investment advisor representative with Cetera Investment Advisers LLC. Wendy has been in the securities industry since April 8, 2012. Wendy has worked for various Cetera firms throughout her career, including Cetera Financial Specialists LLC, Cetera Investment Services LLC, and Cetera Advisors LLC. Wendy currently holds a Series 63, Series 7 and SIE license and is registered with the state of Minnesota. She specializes in financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. Wendy also has experience in portfolio management for investment companies and pooled investment vehicles.
BLAINE, MN
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
06/29/2023 - Present
Cetera Investment Advisers LLC (BLAINE MN)
IL
09/25/2013 - 02/05/2015
CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)
MN
09/25/2013 - 02/05/2015
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
MN
09/20/2012 - 02/05/2015
CETERA ADVISORS LLC (MINNEAPOLIS MN)
BC
Issued 9/7/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/6/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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