Unclaimed
Wendy Eloise John is a licensed securities professional with Fidelity Brokerage Services LLC. Wendy holds the Series 63, Series 7, and SIE licenses and has been in the securities industry since 2013. Wendy is currently registered with Fidelity Brokerage Services LLC and has previously worked with the firm from 2011 to 2019. Fidelity Brokerage Services LLC is a financial services firm that provides brokerage services, investment products, and retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
03/22/2021 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
NC
11/23/2011 - 09/26/2019
FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)
BC
Issued 12/05/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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