Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Elizabeth Duncan is a financial advisor with The Colony Group, LLC. Wendy has been in the financial services industry since 1984. Wendy has worked at several firms, including Wells Fargo Advisors, Prudential Securities Incorporated, and Aetna Investment Services, Inc. Wendy holds Series 7, Series 24, Series 52, Series 53, and Series 63 licenses. Wendy is also a Registered Investment Advisor. Wendy specializes in working with high net worth individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax prep. srvcs, dispute resolution srvcs, family office srvcs, bus. mgmt. srvcs, ins. solutions, credit & cash mgmt solutions..
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Rev. sharing w/ frs and on eligible credit & cash mgmt solutions
1
2
CT
11/01/2024 - Present
THE Colony Group, LLC (West Hartford CT)
CT
06/20/2014 - 08/02/2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (WEST HARTFORD CT)
CT
07/01/2003 - 06/20/2014
WELLS FARGO ADVISORS, LLC (WEST HARTFORD CT)
NY
05/22/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CT
03/11/1997 - 11/16/2000
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
CT
04/08/1997 - 09/23/2000
AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)
NY
01/02/1996 - 01/24/1997
ROOSEVELT & CROSS, INCORPORATED (NEW YORK NY)
CT
09/27/1984 - 01/05/1996
U.S. SECURITIES, INC. (HARTFORD CT)
IA
Issued 05/16/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/1997
Series 24 - General Securities Principal Examination
BC
Issued 04/22/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/11/1988
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/02/2016
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1997
Series 7 - General Securities Representative Examination
BC
Issued 09/26/1984
Series 52 - Municipal Securities Representative Examination
Active
Inactive
Not sure Wendy Duncan is the right advisor for you? Invested Better is here to help.
