Unclaimed
Wendy E. Waring is a Registered Representative with American Fidelity Securities, Inc. She is currently registered with FINRA, the Securities Industry Essentials Examination (SIE), and holds Series 6 and Series 63 licenses. Wendy has over 7 years of experience in the securities industry, with previous registrations in Arizona, California, Colorado, Kansas, Nevada, and Oklahoma.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OK
08/01/2016 - Present
American Fidelity Securities, Inc. (OKLAHOMA CITY OK)
BC
Issued 10/01/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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