Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Denise Owens is a financial advisor registered with Raymond James Financial Services, Inc. Wendy has been in the securities industry since December 17, 2003. Wendy holds the Series 7, Series 63 and SIE licenses. Wendy is licensed in Texas. Previously, Wendy worked for Oppenheimer & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., and MORGAN STANLEY DW INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
11/12/2014 - Present
Raymond James Financial Services, Inc. (PLANO TX)
TX
01/19/2011 - 11/17/2014
OPPENHEIMER & CO. INC. (DALLAS TX)
TX
10/23/2009 - 08/03/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PLANO TX)
TX
09/14/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ADDISON TX)
NY
06/23/2003 - 09/03/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 01/03/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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