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Wendy Dawn Mitchell

Allstate Financial Services, LLC

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About Wendy Dawn Mitchell

Wendy Dawn Mitchell is a registered representative with Allstate Financial Services, LLC. Wendy has been in the industry since January 30, 2014, and holds Series 6, Series 63, and SIE licenses. Wendy is registered with the state of Alabama and Tennessee.

Firm Information

Wendy Mitchell is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wendy Mitchell’s Registration & Firm History

AL

01/31/2014 - Present

Allstate Financial Services, LLC (FLORENCE AL)

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Licenses & Designations

BC

Issued 08/30/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/30/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Wendy Dawn Mitchell. Review regulatory record here.
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