Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Christine Johnson is a financial professional with over 20 years of experience in the industry. She is currently registered with U.S. Bancorp Investments, Inc. in Saint Paul, Minnesota. Wendy has a broad range of experience in the financial services industry, with previous roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Piper Jaffray Inc. Wendy is a licensed securities professional and has held various licenses and designations throughout her career. She is currently a registered representative with FINRA and is licensed in Minnesota and Wisconsin. Wendy is also an active member of the investment community and has held positions on various industry committees and boards.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
MN
01/24/2008 - Present
U.s. Bancorp Investments, Inc. (Saint Paul MN)
NY
07/25/2002 - 10/07/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
08/29/1990 - 10/26/1995
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NA
12/19/1989 - 10/19/1990
DAIN BOSWORTH INCORPORATED
BC
Issued 01/09/2008
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/24/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/06/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/15/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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