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Wendy Chiwei Lai

LNW

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About Wendy Chiwei Lai

Wendy Lai is an investment advisor representative for LNW. Wendy has been in the industry since 1997 and specializes in providing financial planning, portfolio management, and educational seminars for individuals, high-net-worth individuals, charitable organizations, pooled investment vehicles, and pension and profit-sharing plans. Wendy is also registered as an investment advisor representative in California.

Firm Information

Wendy Lai is currently registered with LNW. LNW Advisors is an investment advisor registered with the SEC. The firm, headquartered in San Francisco, CA, has 62 employees and manages approximately $7.28 billion in assets. LNW Advisors provides a variety of advisory services, including financial planning, educational seminars, and portfolio management for individuals, pooled investment vehicles, and charitable organizations.
LNW

580 CALIFORNIA ST.

SAN FRANCISCO, CA 94104

$7.28B

Assets Under Management

1

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Wendy Lai’s Registration & Firm History

CA

01/01/2025 - Present

LNW (SAN FRANCISCO CA)

CA

05/29/2007 - 03/17/2008

CITIGROUP GLOBAL MARKETS INC. (PALO ALTO CA)

CA

03/02/2007 - 05/29/2007

CITICORP INVESTMENT SERVICES (PALO ALTO CA)

NY

01/14/1998 - 05/13/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

CA

03/03/1997 - 07/14/1997

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

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Licenses & Designations

BOTH

Issued 02/05/1998

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/13/1998

Series 7 - General Securities Representative Examination

BC

Issued 02/28/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Wendy Chiwei Lai.
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