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Wendy Caroline Katanick

Nylife Securities LLC

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About Wendy Caroline Katanick

Wendy Caroline Katanick is a financial advisor with over 25 years of experience in the industry. Wendy is registered with Nylife Securities LLC in Florida and California. Wendy has a Series 6, Series 63, and SIE license and is a licensed representative in Florida and California. Wendy is currently employed with Nylife Securities LLC.

Firm Information

Wendy Katanick is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wendy Katanick’s Registration & Firm History

FL

12/12/1996 - Present

Nylife Securities LLC (ST PETERSBURG FL)

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Licenses & Designations

BC

Issued 02/12/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/11/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wendy Caroline Katanick.
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