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Wendy Beth Nice

Charles Schwab & CO., Inc.

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About Wendy Beth Nice

Wendy Beth Nice is a registered representative with Charles Schwab & CO., Inc., with over 5 years of experience in the financial industry. Wendy is licensed to provide investment advice and securities trading services in several states, including Pennsylvania and Texas. Previously, Wendy has worked with TD AMERITRADE, INC., J.P. MORGAN SECURITIES LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Wendy is committed to providing her clients with personalized financial planning and investment advice, taking a comprehensive approach to help them achieve their financial goals.

Firm Information

Wendy Nice is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Wendy Nice’s Registration & Firm History

PA

07/12/2023 - Present

Charles Schwab & CO., Inc. (Cranberry Township PA)

PA

06/06/2023 - 07/29/2024

TD AMERITRADE, INC. (Cranberry Township PA)

PA

02/24/2020 - 08/12/2021

J.P. MORGAN SECURITIES LLC (Canonsburg PA)

PA

08/05/2019 - 01/24/2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (UPPER SAINT CLAIR PA)

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Licenses & Designations

BOTH

Issued 09/09/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/05/2019

Series 7TO - General Securities Representative Examination

BC

Issued 06/28/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Wendy Beth Nice.
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