Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Kickham is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in Chesterfield, MO. Wendy has been in the industry since 2003. Wendy is a registered representative in Missouri and Texas. Wendy has a Series 7, Series 63, and Series 66 license. Wendy specializes in providing portfolio management for individuals and businesses, pension consulting, and educational seminars. Wendy has previously worked with Morgan Stanley DW Inc. and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
02/11/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHESTERFIELD MO)
NY
01/05/2004 - 02/02/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
07/03/2003 - 01/07/2004
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 05/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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