Unclaimed
Wendy Williams has been in the financial services industry since 19 September 2001. Wendy is currently registered with Riversource Distributors, Inc., a firm that is registered with the Securities and Exchange Commission (SEC). Wendy has a Series 66, SIE and a Series 7 license. Wendy is registered to conduct business in Minnesota. Before working at Riversource Distributors, Inc., Wendy worked at Ameriprise Financial Services, Inc., and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
01/01/2007 - Present
Riversource Distributors, Inc. (Minneapolis MN)
MN
09/19/2001 - 01/01/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
09/19/2001 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/28/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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