Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Anne Albertini is a financial professional with over 15 years of experience in the industry. Wendy is registered with NC Securities, LLC, a firm based in Easton, MD. Wendy has a broad range of experience in the securities industry, having obtained Series 24, 28, 62, 79TO, and 99TO licenses. Wendy is licensed to provide financial services in Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
03/06/2008 - Present
NC Securities, LLC (EASTON MD)
BC
Issued 08/25/2008
Series 24 - General Securities Principal Examination
BC
Issued 03/05/2008
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2008
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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