Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Pryce is a registered representative with Nuveen Securities, LLC. Wendy has been in the securities industry since 2014 and holds the Series 63, Series 7, Series 24, and SIE licenses. Wendy is registered to sell securities in 53 states and jurisdictions. Prior to joining Nuveen Securities, LLC, Wendy was employed by MORGAN STANLEY & CO. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
09/13/2019 - Present
Nuveen Securities, LLC (CHARLOTTE NC)
NY
08/21/2014 - 07/23/2019
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 09/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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