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Wendy Ann Pokorsky

Fidelity Brokerage Services LLC

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About Wendy Ann Pokorsky

Wendy Ann Pokorsky is a registered representative with Fidelity Brokerage Services LLC. Wendy has been in the securities industry since 2004, holding a variety of positions at firms including TRANSAMERICA INVESTORS SECURITIES CORPORATION, ING FINANCIAL PARTNERS, INC., and ING FINANCIAL ADVISERS, LLC. Wendy is licensed to sell securities in Kentucky, Minnesota, and Wisconsin.

Firm Information

Wendy Pokorsky is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wendy Pokorsky’s Registration & Firm History

KY

10/27/2023 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

NY

02/05/2015 - 09/29/2023

TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)

WI

01/03/2011 - 12/31/2013

ING FINANCIAL PARTNERS, INC. (MILWAUKEE WI)

WI

11/19/2007 - 01/03/2011

ING FINANCIAL ADVISERS, LLC (MILWAUKEE WI)

CO

08/20/2004 - 10/31/2007

ING AMERICA EQUITIES, INC. (DENVER CO)

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Licenses & Designations

IA

Issued 05/17/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/07/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/02/2013

Series 24 - General Securities Principal Examination

BC

Issued 04/29/2011

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2012

Series 7 - General Securities Representative Examination

BC

Issued 08/18/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Wendy Ann Pokorsky.
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