Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Brown-pliska is a financial professional with over 29 years of experience in the industry. She is currently registered with Empower Financial Services, Inc. and has previously been registered with PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC and PRUDENTIAL RETIREMENT SERVICES, INC. Wendy is licensed to sell securities in Delaware, Maryland, Massachusetts, Michigan, New Jersey, New York, Pennsylvania, Tennessee and Virginia. Wendy holds the Series 6, Series 26 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
04/04/2022 - Present
Empower Financial Services, Inc. (Scranton PA)
PA
01/01/1997 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Scranton PA)
NJ
08/13/1993 - 01/01/1997
PRUDENTIAL RETIREMENT SERVICES, INC. (NEWARK NJ)
BC
Issued 10/16/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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