Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendy? Claim Your ProfileWendy Kania is a registered representative with Commonwealth Financial Network. Wendy has been in the financial industry since 1992. Wendy is a licensed securities agent in Massachusetts. Wendy has passed the Series 6, Series 7, and SIE exams. Prior to joining Commonwealth Financial Network, Wendy was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and BANC OF AMERICA INVESTMENT SERVICES, INC.. Wendy has a history with Putnam Financial Services, INC. and Pioneer Funds Distributor, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
09/04/2012 - Present
Commonwealth Financial Network (WALTHAM MA)
MA
10/23/2009 - 03/01/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
10/27/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MA
02/15/1994 - 10/03/2005
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
MA
07/12/1989 - 07/27/1992
PUTNAM FINANCIAL SERVICES, INC. (BOSTON MA)
BC
Issued 05/10/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/11/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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