Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wenduo? Claim Your ProfileWenduo Guo is a financial advisor at Cambridge Investment Research Advisors, Inc. Wenduo Guo has been in the financial services industry since 2012. Wenduo Guo is licensed to offer securities in California, Nevada, and has Series 6, 7, 63, and 66 registrations, in addition to the SIE exam. Wenduo Guo has been registered with Cambridge Investment Research Advisors, Inc. since 2019. Wenduo Guo previously worked for First Command Financial Planning, Inc., MetLife Securities Inc., New England Securities, and National Planning Corporation. Wenduo Guo also has experience as an independent insurance agent for various insurance companies. Wenduo Guo specializes in financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
10/18/2019 - Present
Cambridge Investment Research Advisors, Inc. (La Jolla CA)
CA
12/02/2015 - 10/24/2019
FIRST COMMAND FINANCIAL PLANNING, INC. (SAN DIEGO CA)
CA
01/02/2015 - 10/07/2015
METLIFE SECURITIES INC. (SAN DIEGO CA)
CA
01/12/2015 - 01/02/2015
NEW ENGLAND SECURITIES (SAN DIEGO CA)
CA
01/18/2012 - 03/31/2014
NATIONAL PLANNING CORPORATION (SAN DIEGO CA)
BOTH
Issued 12/17/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/20/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/17/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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