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Wendi Erin Bateman

Vanguard Marketing Corp.

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About Wendi Erin Bateman

Wendi Bateman has been a registered representative since April 1999. Wendi currently works with Vanguard Marketing Corp., a firm located in Scottsdale, Arizona. Wendi's experience in the financial services industry spans more than 20 years. Wendi is registered to offer securities in Arizona. Wendi has earned the Series 6, Series 7, and Series 63 licenses.

Firm Information

Wendi Bateman is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wendi Bateman’s Registration & Firm History

AZ

04/12/1999 - Present

Vanguard Marketing Corp. (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 04/12/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2010

Series 7 - General Securities Representative Examination

BC

Issued 04/01/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wendi Erin Bateman.
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