Unclaimed
Wendi Bateman has been a registered representative since April 1999. Wendi currently works with Vanguard Marketing Corp., a firm located in Scottsdale, Arizona. Wendi's experience in the financial services industry spans more than 20 years. Wendi is registered to offer securities in Arizona. Wendi has earned the Series 6, Series 7, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
04/12/1999 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 04/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/01/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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