Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendi? Claim Your ProfileWendi Cowdrey-ragon has been in the financial services industry since October 1991. Wendi is currently a registered representative with LPL Financial LLC. Wendi has previously worked with CUNA Brokerage Services, Inc., VOYA FINANCIAL ADVISORS, INC., INVESTORS CAPITAL CORP., PEOPLE'S SECURITIES, INC., TD WEALTH MANAGEMENT SERVICES INC., BANCNORTH INVESTMENT GROUP, INC., CHARLES SCHWAB & CO., INC., TD WATERHOUSE INVESTOR SERVICES, INC., BANC OF AMERICA INVESTMENT SERVICES, INC., CHARLES SCHWAB & CO., INC., WELLS FARGO SECURITIES INC., MARKETING ONE SECURITIES, INC., PROTECTIVE EQUITY SERVICES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY, and F.D. ROBERTS SECURITIES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
05/18/2022 - Present
LPL Financial LLC (MELROSE MA)
MA
05/22/2017 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (MELROSE MA)
MA
02/18/2016 - 12/31/2016
VOYA FINANCIAL ADVISORS, INC. (DANVERS MA)
MA
11/03/2014 - 03/01/2016
INVESTORS CAPITAL CORP. (DANVERS MA)
NH
09/28/2010 - 07/07/2014
PEOPLE'S SECURITIES, INC. (PLAISTOW NH)
NH
11/17/2009 - 04/05/2010
TD WEALTH MANAGEMENT SERVICES INC. (BEDFORD NH)
MA
12/14/2007 - 11/17/2009
BANCNORTH INVESTMENT GROUP, INC. (SPRINGFIELD MA)
NH
10/26/2005 - 12/10/2007
CHARLES SCHWAB & CO., INC. (MANCHESTER NH)
NE
10/08/2003 - 08/01/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
MA
06/05/2003 - 09/22/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
TX
01/23/1995 - 06/03/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
11/19/1993 - 12/31/1994
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
OR
05/19/1993 - 11/19/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
AL
04/15/1992 - 07/01/1993
PROTECTIVE EQUITY SERVICES, INC. (BIRMINGHAM AL)
MN
12/03/1990 - 09/20/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/03/1990 - 09/20/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
07/20/1988 - 10/02/1989
F.D. ROBERTS SECURITIES, INC. (PARAMUS NJ)
BOTH
Issued 01/30/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2008
Series 24 - General Securities Principal Examination
BC
Issued 07/11/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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