Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendi? Claim Your ProfileWendi Koleszar is a financial advisor currently registered with UBS Financial Services Inc. Wendi has been in the financial services industry since 2007. Wendi has also been registered with Sanford C. Bernstein & Co., LLC. Wendi holds licenses in Series 7, 9, 10, 63 and 66 and has earned the SIE designation. Wendi specializes in providing financial planning, portfolio management for individuals and businesses and educational seminars. Wendi is registered in Alabama, Alaska, Arizona, California, Colorado, Delaware, Florida, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Minnesota, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Oklahoma, South Dakota, Tennessee, Texas, Utah, Virginia, and Wisconsin. Wendi's firm is based in Weehawken, New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
10/11/2021 - Present
UBS Financial Services Inc. (DALLAS TX)
TX
08/16/2007 - 08/23/2018
SANFORD C. BERNSTEIN & CO., LLC (DALLAS TX)
BOTH
Issued 10/11/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/26/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Wendi Koleszar is the right advisor for you? Invested Better is here to help.
