Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendell? Claim Your ProfileWendell Thomas Osborne is a financial professional with over 5 years of experience in the industry. Wendell has a strong background in investment banking and securities. Wendell is currently registered with BA Securities, LLC. Prior to that, Wendell was registered with Tangent Capital Partners, LLC and Sera Global Securities US LLC. Wendell holds the Series 63, Series 7TO, SIE, and Series 79 licenses. Wendell is registered in 7 states including California, Connecticut, Maryland, New York, Pennsylvania, Texas and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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PA
09/27/2023 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
NJ
12/15/2022 - 10/12/2023
TANGENT CAPITAL PARTNERS, LLC (SHORT HILLS NJ)
NY
07/13/2017 - 08/09/2021
SERA GLOBAL SECURITIES US LLC (NEW YORK NY)
NY
12/20/2016 - 07/13/2017
BROOKFIELD PRIVATE ADVISORS LLC (NEW YORK NY)
BC
Issued 10/11/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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