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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendell? Claim Your ProfileWendell Ray Smith is a financial advisor with Cetera Investment Advisers LLC, a firm based in Schaumburg, Illinois. Wendell Ray Smith has been in the financial services industry since April 1972 and has experience providing financial planning, pension consulting, and investment advice. Wendell Ray Smith is registered with FINRA and the states of Arizona, Indiana, Kansas, Missouri, Oklahoma, and Texas. Wendell Ray Smith also holds the Series 1, 7TO, 6TO, 63, and 66 securities licenses. Wendell Ray Smith is also a member of the Wichita Regional Chamber of Commerce.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
06/29/2023 - Present
Cetera Investment Advisers LLC (WICHITA KS)
KS
04/30/1996 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (WICHITA KS)
GA
08/15/1994 - 05/06/1996
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
CA
04/12/1972 - 08/15/1994
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
BOTH
Issued 1/27/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/4/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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