Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendell? Claim Your ProfileWendell David Marshall is a financial professional with over 30 years of experience in the financial services industry. Wendell is currently registered with LPL Financial LLC in Mount Dora, FL. Wendell has a broad background in financial services, having held prior roles with CADARET, GRANT & CO., INC., SAGEPOINT FINANCIAL, INC., SUNAMERICA SECURITIES, INC., SECURITIES & INVESTMENT PLANNING CO., and CORPORATE SECURITIES GROUP, INC. Wendell holds various licenses and certifications including Series 7, 24, 27, 52, 53, 63, and 66. Wendell provides financial planning services to individuals, corporations, and retirement plans. Wendell specializes in offering portfolio management, consulting, and non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
10/15/2018 - Present
LPL Financial LLC (MOUNT DORA FL)
FL
02/13/2009 - 10/08/2018
CADARET, GRANT & CO., INC. (MOUNT DORA FL)
FL
10/31/2005 - 02/19/2009
SAGEPOINT FINANCIAL, INC. (MT DORA FL)
AZ
11/16/2001 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NJ
10/19/1994 - 12/06/2001
SECURITIES & INVESTMENT PLANNING CO. (MORRISTOWN NJ)
MO
09/08/1992 - 09/09/1994
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
BOTH
Issued 01/17/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/1995
Series 24 - General Securities Principal Examination
BC
Issued 09/27/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/26/1994
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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