Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendell? Claim Your ProfileWendell Anthony Rounds is a registered investment advisor representative with The Huntington Investment Co. Wendell has been in the financial industry since June 2006. Wendell is currently registered with the state of Kentucky and holds several securities licenses including Series 6, 7, 63, 65 and SIE. Wendell has previous experience with several other financial institutions including Fifth Third Securities, Inc., Chase Investment Services Corp., PRUCO Securities, LLC, and Gunnallen Financial, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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KY
10/19/2023 - Present
THE Huntington Investment Co. (EDGEWOOD KY)
KY
04/27/2015 - 08/04/2022
THE HUNTINGTON INVESTMENT COMPANY (FT. MITCHELL KY)
KY
03/05/2012 - 03/14/2014
FIFTH THIRD SECURITIES, INC. (UNION KY)
FL
02/08/2010 - 02/09/2011
CHASE INVESTMENT SERVICES CORP. (ORLANDO FL)
FL
12/05/2005 - 08/13/2008
PRUCO SECURITIES, LLC. (JACKSONVILLE FL)
FL
03/21/2005 - 06/06/2005
GUNNALLEN FINANCIAL, INC (TAMPA FL)
MA
08/16/2004 - 03/21/2005
J. P. MORGAN INVEST, LLC (BOSTON MA)
KS
06/10/2003 - 08/18/2004
WADDELL & REED, INC. (OVERLAND PARK KS)
MN
11/05/2002 - 04/30/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/05/2002 - 04/30/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
02/16/2001 - 10/10/2002
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 10/16/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2002
Series 7 - General Securities Representative Examination
BC
Issued 02/15/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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