Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wendee? Claim Your ProfileWendee Joan Schweigerdt is a financial advisor at UBS Financial Services Inc. Wendee has been in the financial industry since 2001. Wendee has worked with J.P. MORGAN SECURITIES LLC, MORGAN STANLEY, CITIGROUP GLOBAL MARKETS INC., and MORGAN KEEGAN & COMPANY, INC. Wendee is registered in 49 states and has a Series 7, 9, 10, 63, and SIE. Wendee specializes in financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
01/10/2024 - Present
UBS Financial Services Inc. (HOUSTON TX)
TX
02/23/2023 - 01/11/2024
J.P. MORGAN SECURITIES LLC (Houston TX)
TX
03/22/2017 - 02/13/2023
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
TX
06/01/2009 - 03/20/2017
MORGAN STANLEY (HOUSTON TX)
TX
11/24/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
TN
10/18/2001 - 11/25/2003
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BC
Issued 03/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/08/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Wendee Schweigerdt is the right advisor for you? Invested Better is here to help.
