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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wen-yueh? Claim Your ProfileWen-yueh Hu is a financial advisor at Morgan Stanley in Palo Alto, CA. Wen-yueh has been in the financial services industry since 2005, and has a strong background in investment management, financial planning, and portfolio management. Wen-yueh has been registered with FINRA since 2005 and has licenses in 53 states and the District of Columbia. Wen-yueh is also a registered investment advisor in California and Texas. Wen-yueh specializes in providing financial advice to high-net-worth individuals, families, businesses, and institutions. Wen-yueh also provides financial planning services, such as retirement planning, college savings planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
04/15/2020 - Present
Morgan Stanley (Palo Alto CA)
CA
01/01/2010 - 10/18/2018
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
CA
08/15/2007 - 01/01/2010
UBS INTERNATIONAL INC. (SAN DIEGO CA)
CA
02/03/2005 - 04/09/2007
SINOPAC FINANCIAL SERVICES (USA) LTD. (CITY OF INDUSTRY CA)
CA
11/22/2006 - 11/28/2006
PRIMEVEST FINANCIAL SERVICES, INC. (CITY OF INDUSTRY CA)
IA
Issued 10/19/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/18/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/23/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2007
Series 3 - National Commodity Futures Examination
BC
Issued 02/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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