Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wen? Claim Your ProfileWen Shao is an investment advisor representative with LPL Enterprise, LLC, working out of the Paramus, NJ office. Wen Shao has been a part of the financial services industry for over 25 years, beginning their career in 1998. Wen Shao has been licensed in multiple states, including New Jersey, New York, North Carolina, Florida, California, Tennessee, and Wisconsin. Wen Shao holds several professional licenses, including the Series 6, Series 7, Series 63, and Series 65 exams. Wen Shao also holds the SIE exam. In addition to being registered as an investment advisor representative, Wen Shao is also a registered representative with LPL Enterprise, LLC. Wen Shao provides financial planning, portfolio management, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
11/14/2024 - Present
LPL Enterprise, LLC (STALLING NC)
NY
11/16/2004 - 12/19/2007
NYLIFE SECURITIES LLC (FLUSHING NY)
NY
10/31/2003 - 10/14/2004
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NJ
11/15/2001 - 11/14/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
08/24/1998 - 11/07/2001
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 12/30/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/21/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Wen Shao is the right advisor for you? Invested Better is here to help.
