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Wen Ling

Transamerica Financial Advisors, Inc.

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About Wen Ling

Wen Ling is a registered investment advisor representative with Transamerica Financial Advisors, Inc. Ling has been working in the financial services industry since 2004 and has experience at a variety of firms including Credit Suisse Securities (USA) LLC, UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Ling holds the Series 7, Series 66, and SIE licenses. Ling specializes in providing portfolio management for individuals and selection of other advisers.

Firm Information

Wen Ling is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Wen Ling’s Registration & Firm History

CA

09/30/2022 - Present

Transamerica Financial Advisors, Inc. (FREMONT CA)

CA

07/24/2015 - 10/13/2020

TRANSAMERICA FINANCIAL ADVISORS, INC (FREMONT CA)

CA

02/19/2010 - 10/22/2013

CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)

CA

05/09/2005 - 09/25/2008

CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)

NJ

02/14/2005 - 05/12/2005

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

11/18/2004 - 02/22/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 01/10/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/14/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wen Ling.
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