Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wen han? Claim Your ProfileWen han Tan is a registered representative with TP Icap Global Markets Americas LLC. Wen han has been in the industry since 2019. Wen han has passed the Series 3, Series 7TO and SIE exams and holds a Series 63 license. Wen han previously worked for ICAP CORPORATES LLC and ICAP SECURITIES USA LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/14/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
04/10/2019 - 05/19/2021
ICAP CORPORATES LLC (NEW YORK NY)
NA
04/10/2019 - 05/19/2021
ICAP SECURITIES USA LLC (LONDON )
BC
Issued 09/28/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2019
Series 3 - National Commodity Futures Examination
BC
Issued 04/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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