Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wen? Claim Your ProfileWen Chen is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Wen has been in the financial services industry since May 19, 2010. Wen has experience with investments in various industries including insurance companies, charitable organizations, and high-net-worth individuals. Wen is also a registered investment advisor and has offices in Fort Worth, TX and Jacksonville, FL. Wen has experience with various financial services including educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Wen provides financial services to individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
07/28/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FORT WORTH TX)
FL
05/14/2010 - 02/27/2012
MORGAN STANLEY SMITH BARNEY (JACKSONVILLE FL)
BOTH
Issued 06/11/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 05/13/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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