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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Welton? Claim Your ProfileWelton Cortez Smith is a financial advisor with Capital Investment Advisory Services, LLC. Welton has been in the industry since 1987 and is registered in 14 states. He is a Registered Representative and Investment Advisor Representative in South Carolina, and holds the Series 4, 7, 24, 27, 53, 63, 99TO and SIE licenses. Welton specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. Welton has previously worked at W.C. Smith & Company, Inc., Capital Investment Group, Inc., McCarley and Associates, Inc., Interstate/Johnson Lane Corporation, and Essex Financial Services, Inc. Welton also serves as a board member for Civitan International, a charitable organization.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
01/07/2013 - Present
Capital Investment Advisory Services, LLC (RALEIGH NC)
SC
10/12/1994 - 12/31/2003
W.C. SMITH & COMPANY, INC. (GREENVILLE SC)
NC
08/06/1993 - 10/17/1994
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
SC
04/23/1992 - 08/09/1993
MCCARLEY AND ASSOCIATES, INC. (GREENVILLE SC)
NA
06/02/1988 - 04/01/1992
INTERSTATE/JOHNSON LANE CORPORATION
NC
02/24/1987 - 04/01/1992
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
NA
03/07/1988 - 06/09/1988
ESSEX FINANCIAL SERVICES, INC.
BC
Issued 03/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/1996
Series 4 - Registered Options Principal Examination
BC
Issued 06/17/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/25/1994
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/03/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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