Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wellington? Claim Your ProfileWellington Christopher Lema is a registered representative with KKR Capital Markets LLC. Wellington holds FINRA Series 7TO, Series 63, and SIE licenses and is registered to do business in 53 states and territories. Wellington has been in the securities industry for over a year.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/23/2022 - Present
KKR Capital Markets LLC (New York NY)
BC
Issued 06/29/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/15/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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