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Wellington Choi

Capital Client Group, Inc.

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About Wellington Choi

Wellington Choi is a financial advisor based in Los Angeles, California with over 25 years of experience in the industry. Wellington is currently registered with Capital Client Group, Inc. and previously worked with Baraban Securities, Inc. Wellington holds multiple licenses, including Series 6, 7, 24, 26, 63, and SIE, and is registered in 13 states. Wellington’s expertise spans various areas of financial advising, including portfolio management for individuals and investment companies.

Firm Information

Wellington Choi is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Wellington Choi’s Registration & Firm History

CA

02/22/2006 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

CA

08/15/1994 - 03/22/1995

BARABAN SECURITIES, INC. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 02/11/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/02/2020

Series 24 - General Securities Principal Examination

BC

Issued 04/10/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 09/05/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/21/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/12/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wellington Choi.
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