Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Weiwei? Claim Your ProfileWeiwei Chen is a financial professional who has been in the industry since October 2019. Weiwei is currently registered with CLSA Americas, LLC as an investment advisor representative (IAR) and is also a registered representative (RR). Weiwei has passed several securities exams including the Series 66, Series 24, Series 79TO, Series 7TO, and the SIE. Weiwei has also been with CLSA Americas, LLC in New York since 2019, before that Weiwei worked at CLSA Limited and CLSA UK.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Referrals to others; research product & arrangement and referral service
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
Negotiated rates for research product
1
2
NY
09/03/2024 - Present
Clsa Americas, LLC (NEW YORK NY)
NY
10/03/2019 - 08/16/2024
CLSA AMERICAS, LLC (NEW YORK NY)
BOTH
Issued 11/14/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/29/2019
Series 24 - General Securities Principal Examination
BC
Issued 07/06/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/03/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/30/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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