Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Weigang? Claim Your ProfileWeigang Yuan is a financial advisor with UBS Securities LLC, located in New York, NY. Weigang Yuan has over 18 years of experience in the financial services industry and is registered in 52 states. Weigang Yuan holds Series 3, 7, 24, 55, 57TO, and 63 licenses and the SIE exam. Weigang Yuan previously worked at Credit Suisse Securities (USA) LLC, RBC Capital Markets, LLC, and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/08/2023 - Present
UBS Securities LLC (NEW YORK NY)
NY
04/19/2022 - 11/08/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
11/28/2016 - 03/16/2022
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
10/01/2008 - 09/14/2016
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
11/15/2004 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 11/06/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2017
Series 3 - National Commodity Futures Examination
BC
Issued 05/26/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/12/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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