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Wei Tak Kwok

Avatar Securities, LLC

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About Wei Tak Kwok

Wei Kwok is a licensed securities professional with over 15 years of experience in the financial industry. Wei is currently registered with Avatar Securities, LLC, a brokerage firm, and previously worked for LightSpeed Trading, LLC, Lightspeed Professional Trading LLC and Hold Brothers On-Line Investment Services L.L.C. Wei holds a Series 7, Series 24, Series 55, Series 57TO and Series 63 licenses. Wei has a strong background in trading and investment services, and is committed to providing clients with personalized financial advice and solutions.

Firm Information

Wei Kwok is currently registered with Avatar Securities, LLC. Avatar Securities, LLC is a Limited Liability Company formed on May 14, 2008. The firm has one approved SEC registration and is currently approved.

Not reported

Assets Under Management

Not reported

Total Clients

55

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wei Kwok’s Registration & Firm History

NY

12/19/2012 - Present

Avatar Securities, LLC (NEW YORK NY)

NY

04/16/2009 - 12/20/2012

LIGHTSPEED TRADING, LLC (NEW YORK NY)

NY

01/03/2008 - 02/27/2009

LIGHTSPEED TRADING, LLC (NEW YORK NY)

NY

05/25/2007 - 07/28/2008

LIGHTSPEED PROFESSIONAL TRADING LLC (NEW YORK NY)

NY

03/08/2006 - 01/31/2007

HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/30/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/23/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/07/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Wei Tak Kwok.
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