Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wei-ming? Claim Your ProfileWei-ming Bobby Lee is a securities professional with over 12 years of experience in the industry. Wei-ming is currently registered with Scotia Capital (usa) Inc. in New York, NY. Wei-ming is a Series 7, Series 24, Series 52TO, Series 53, and Series 79TO licensed professional and holds a Series 63 license. Before joining Scotia Capital (usa) Inc., Wei-ming worked at TD Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/26/2024 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
03/24/2010 - 11/14/2022
TD SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 04/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/19/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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