Unclaimed
Wei He is a financial advisor with Ace Diversified Capital, Inc. Wei has over 20 years of experience in the financial services industry. Wei holds the Series 6, 7, and 63 licenses. Wei is registered to conduct business in California. Previous employers include Globalink Securities, Inc., Etech Securities, Inc., Sinopac Financial Services (USA) Ltd., Maia Securities, Inc., and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/13/2022 - Present
ACE Diversified Capital, Inc. (SAN GABRIEL, CA)
CA
08/04/2009 - 06/10/2022
GLOBALINK SECURITIES, INC. (Monrovia CA)
CA
01/20/2005 - 07/21/2009
ETECH SECURITIES, INC. (PASADENA CA)
CA
01/21/2003 - 01/03/2005
SINOPAC FINANCIAL SERVICES (USA) LTD. (INDUSTRY CA)
CA
09/13/2002 - 01/22/2003
MAIA SECURITIES, INC. (YORBA LINDA CA)
NJ
08/29/2001 - 06/28/2002
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 09/04/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/28/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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