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Wei Fang

Mizuho Securities USA LLC

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About Wei Fang

Wei Fang is a registered representative with Mizuho Securities USA LLC, holding registrations in all 50 states and Puerto Rico. Wei has over 10 years of experience in the financial services industry, with previous roles at CLSA Americas, LLC and Credit Agricole Securities (USA) Inc. Wei's expertise includes a wide range of securities products and services, as demonstrated by his passing of the Series 7, Series 86, Series 87 and SIE exams. Wei is committed to providing clients with personalized investment advice and strategies tailored to their individual needs.

Firm Information

Wei Fang is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wei Fang’s Registration & Firm History

MA

08/10/2017 - Present

Mizuho Securities USA LLC (BOSTON MA)

MA

02/15/2013 - 03/13/2017

CLSA AMERICAS, LLC (BOSTON MA)

MA

07/01/2010 - 05/31/2013

CREDIT AGRICOLE SECURITIES (USA) INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 09/27/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/09/2011

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 09/07/2010

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 06/30/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Wei Fang.
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