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Wayne Washowich

Ameriprise Financial Services, LLC

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About Wayne Washowich

Wayne Washowich is a financial advisor with Ameriprise Financial Services, LLC. Wayne has over 25 years of experience in the financial services industry. Wayne is a registered representative and investment advisor in several states and holds Series 6, 7, 24, 63, 65 and 72 licenses. Wayne specializes in financial planning, retirement planning, college savings, and investment management. Wayne also offers asset allocation services, educational seminars, and portfolio management for individuals and businesses. Wayne is committed to providing his clients with personalized financial advice and guidance.

Firm Information

Wayne Washowich is currently registered with Ameriprise Financial Services, LLC. Ameriprise Financial Services, LLC is a Limited Liability Company formed in 1971 and headquartered in Minneapolis, Minnesota. The firm offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Ameriprise has a significant presence in the United States, with a network of over 11,000 licensed agents and investment advisor representatives. The firm manages over $479 billion in assets for a diverse range of clients, including high-net-worth individuals, corporations, and pension plans.
Ameriprise Financial Services, LLC

707 2ND AVENUE SOUTH

MINNEAPOLIS, MN 55402

$479.79B

Assets Under Management

140,938

Total Clients

13,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation services

Asset allocation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Wayne Washowich’s Registration & Firm History

PA

04/04/2024 - Present

Ameriprise Financial Services, LLC (Greensburg PA)

NE

07/22/2019 - 11/10/2020

NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)

NE

02/11/2014 - 03/15/2019

NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)

PA

08/11/2011 - 02/10/2012

LPL FINANCIAL LLC (NATRONIA HEIGHTS PA)

PA

12/13/2010 - 07/28/2011

VALIC FINANCIAL ADVISORS, INC. (PITTSBURGH PA)

PA

06/14/2010 - 12/13/2010

ALLSTATE FINANCIAL SERVICES, LLC (MONROEVILLE PA)

PA

03/17/2009 - 10/05/2009

TRUSTMONT FINANCIAL GROUP, INC. (GREENSBURG PA)

KS

08/26/2003 - 01/26/2009

SECURITY DISTRIBUTORS, INC. (TOPEKA KS)

RI

04/16/2002 - 08/07/2003

CITIZENS INVESTMENT SERVICES CORP. (JOHNSTON RI)

PA

11/20/2001 - 03/28/2002

DREYFUS INVESTMENT SERVICES COMPANY, LLC (PITTSBURGH PA)

NM

06/08/1999 - 04/03/2000

TALBOT FINANCIAL SERVICES, INC. (ALBUQUERQUE NM)

TX

08/30/1997 - 12/11/1998

H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)

FL

02/27/1997 - 09/25/1997

INVESTACORP, INC. (MIAMI FL)

PA

09/30/1996 - 02/20/1997

PNC BROKERAGE CORP (PITTSBURGH PA)

NE

06/30/1994 - 10/04/1996

LAUGHLIN GROUP ADVISORS, INC. (LINCOLN NE)

IN

02/09/1993 - 06/23/1994

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

02/09/1993 - 06/23/1994

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

NY

02/18/1992 - 07/08/1992

EQUICO SECURITIES, INC. (NEW YORK NY)

NY

02/18/1992 - 07/08/1992

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/03/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/11/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/11/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/1996

Series 7 - General Securities Representative Examination

BC

Issued 02/14/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Wayne Washowich. Review regulatory record here.
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