Unclaimed
Wayne Washowich is a financial advisor with Ameriprise Financial Services, LLC. Wayne has over 25 years of experience in the financial services industry. Wayne is a registered representative and investment advisor in several states and holds Series 6, 7, 24, 63, 65 and 72 licenses. Wayne specializes in financial planning, retirement planning, college savings, and investment management. Wayne also offers asset allocation services, educational seminars, and portfolio management for individuals and businesses. Wayne is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
04/04/2024 - Present
Ameriprise Financial Services, LLC (Greensburg PA)
NE
07/22/2019 - 11/10/2020
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
NE
02/11/2014 - 03/15/2019
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
PA
08/11/2011 - 02/10/2012
LPL FINANCIAL LLC (NATRONIA HEIGHTS PA)
PA
12/13/2010 - 07/28/2011
VALIC FINANCIAL ADVISORS, INC. (PITTSBURGH PA)
PA
06/14/2010 - 12/13/2010
ALLSTATE FINANCIAL SERVICES, LLC (MONROEVILLE PA)
PA
03/17/2009 - 10/05/2009
TRUSTMONT FINANCIAL GROUP, INC. (GREENSBURG PA)
KS
08/26/2003 - 01/26/2009
SECURITY DISTRIBUTORS, INC. (TOPEKA KS)
RI
04/16/2002 - 08/07/2003
CITIZENS INVESTMENT SERVICES CORP. (JOHNSTON RI)
PA
11/20/2001 - 03/28/2002
DREYFUS INVESTMENT SERVICES COMPANY, LLC (PITTSBURGH PA)
NM
06/08/1999 - 04/03/2000
TALBOT FINANCIAL SERVICES, INC. (ALBUQUERQUE NM)
TX
08/30/1997 - 12/11/1998
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
FL
02/27/1997 - 09/25/1997
INVESTACORP, INC. (MIAMI FL)
PA
09/30/1996 - 02/20/1997
PNC BROKERAGE CORP (PITTSBURGH PA)
NE
06/30/1994 - 10/04/1996
LAUGHLIN GROUP ADVISORS, INC. (LINCOLN NE)
IN
02/09/1993 - 06/23/1994
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
02/09/1993 - 06/23/1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
02/18/1992 - 07/08/1992
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
02/18/1992 - 07/08/1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 01/03/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1996
Series 7 - General Securities Representative Examination
BC
Issued 02/14/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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