Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Thomas Olivier is a financial advisor with over 30 years of experience in the industry. Wayne has been registered with Wells Fargo Clearing Services, LLC since 2010 and has held previous positions at Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Prudential Securities Incorporated and Pruco Securities Corporation. Wayne has a strong background in providing investment consulting services to institutional clients, as well as financial planning for individuals and businesses. Wayne is licensed to provide investment advice in several states, including Michigan, Minnesota, Texas and many more. Wayne holds a Series 6, 7, 10, 63 and 65 licenses. Wayne is dedicated to providing personalized financial guidance to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
05/20/2010 - Present
Wells Fargo Clearing Services, LLC (MARQUETTE MI)
MI
06/01/2009 - 03/15/2010
MORGAN STANLEY SMITH BARNEY (TRAVERSE CITY MI)
MI
11/08/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TRAVERSE CITY MI)
NY
12/19/1995 - 11/10/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
02/21/1991 - 09/27/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
02/21/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 01/02/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/13/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1995
Series 7 - General Securities Representative Examination
BC
Issued 02/19/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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