Unclaimed
Wayne Humphries is a financial professional with over 50 years of experience in the industry. Wayne is currently registered with Bayview Investment Counsel, Inc. and has been with the firm since 1999. Prior to joining Bayview Investment Counsel, Inc., Wayne worked at BNL Securities Inc., Independent Financial Planners Corporation, Voss & Co., Inc., and I.F.S. Investors Services, Inc. Wayne has extensive experience in providing financial planning and portfolio management services to individuals and high-net-worth clients. Wayne is licensed to provide investment advisory services in Florida, Maryland, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
04/16/1998 - Present
Bayview Investment Counsel, Inc. (STEVENSVILLE MD)
NA
09/03/1982 - 02/27/1984
BNL SECURITIES INC.
NA
01/16/1978 - 12/08/1982
INDEPENDENT FINANCIAL PLANNERS CORPORATION
NA
02/28/1977 - 02/04/1978
VOSS & CO., INC.
NA
09/01/1970 - 03/01/1975
I.F.S. INVESTORS SERVICES, INC.
IA
Issued 03/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 04/24/1991
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 08/26/1970
Series 00 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1966
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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