Invested Better
Unclaimed

Unclaimed

Unclaimed

Wayne Thomas Humphries

Bayview Investment Counsel, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Wayne? Claim Your Profile

About Wayne Thomas Humphries

Wayne Humphries is a financial professional with over 50 years of experience in the industry. Wayne is currently registered with Bayview Investment Counsel, Inc. and has been with the firm since 1999. Prior to joining Bayview Investment Counsel, Inc., Wayne worked at BNL Securities Inc., Independent Financial Planners Corporation, Voss & Co., Inc., and I.F.S. Investors Services, Inc. Wayne has extensive experience in providing financial planning and portfolio management services to individuals and high-net-worth clients. Wayne is licensed to provide investment advisory services in Florida, Maryland, and Virginia.

Firm Information

Wayne Humphries is currently registered with Bayview Investment Counsel, Inc.. Bayview Investment Counsel, Inc. is an investment advisor headquartered in with 2 licensed agents. The firm manages $28,612,176 in regulatory assets, primarily for individuals. The firm offers financial planning and portfolio management services for individuals. They also select other advisors for clients.

$28.61M

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Wayne Humphries’s Registration & Firm History

MD

04/16/1998 - Present

Bayview Investment Counsel, Inc. (STEVENSVILLE MD)

NA

09/03/1982 - 02/27/1984

BNL SECURITIES INC.

NA

01/16/1978 - 12/08/1982

INDEPENDENT FINANCIAL PLANNERS CORPORATION

NA

02/28/1977 - 02/04/1978

VOSS & CO., INC.

NA

09/01/1970 - 03/01/1975

I.F.S. INVESTORS SERVICES, INC.

Not sure if Wayne Thomas Humphries is right for you?

Licenses & Designations

IA

Issued 03/10/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 04/24/1991

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 08/26/1970

Series 00 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/1966

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Wayne Thomas Humphries. Review regulatory record here.
Not sure if Wayne Thomas Humphries is right for you?