Unclaimed
Wayne Breunig is a financial professional with over 25 years of experience in the securities industry. Wayne is currently registered with Southstate|duncanwilliams Securities Corp. in Memphis, TN. His previous roles include positions with Pulaski Capital Markets, Inc. and Union Planters Investment Bankers Group, Inc. Wayne is a Series 24, 79TO, SIE, 62, 52, 7, 6, and 3 licensed professional and holds active registrations in 13 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
06/13/2002 - Present
Southstate|duncanwilliams Securities Corp. (MEMPHIS TN)
TN
06/25/1992 - 05/10/1993
PULASKI CAPITAL MARKETS, INC. (MEMPHIS TN)
NA
03/03/1986 - 12/13/1989
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
BC
Issued 04/15/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2004
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 06/12/2002
Series 52 - Municipal Securities Representative Examination
BC
Issued 01/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 10/06/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/24/1985
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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